Any dentist who
has worked
with functional orthodontic appliances will have no difficulty in mastering
the necessary technical aspects of the NAPA.
However, before discussing the intra-oral procedures I would like to
reiterate the importance of following a protocol that screens for OSA
(Obstructive Sleep Apnea). If
you haven’t read the last installment of this series (The Functional
Orthodontist, Vol. 10, No. 5, Sept./Oct. 1993) please do so before
implementing the technical procedures described below.
Patients suspect of OSA
should be informed of this fact, and advised to see a physician.
Let them know the seriousness of the condition.
Do not tell the patient you have diagnosed OSA, or that you have
cleared them of this sleep/breathing disorder.
The Epworth Sleepiness Scale is only a screening instrument, and if
not infallible. However, the protocol suggested in the last installment
provides enough leeway to prevent any serious cases of OSA from slipping
through the cracks.
Although the NAPA has had
excellent documentation in the prevention of OSA, never tell patients you
are curing their OSA, or even their snoring.
The purpose of the NAPA is to prevent the airway from constricting.
This will help patients breathe more adequately and silently while
sleeping. It will reduce or
the stop the snoring and/ or OSA only while it is being used.
In this sense it is very much like a crutch or eye glasses.
It will not permanently alter any body structure or function,
therefore, it is not therapy that will cure any future sleep/ breathing
problem.
Never place a NAPA in
patients who refuse to sign the Informed Consent indicating you have
advised them to see a physician. When
dealing with minors make sure a parent or guardian signs this form. You cannot force your patients to see a physician, but it is
your legal obligation to provide them with full disclosure.
Follow the suggested
protocol, and you can feel safe and comfortable in providing this very
valuable and rewarding service to your patients.
Also, I urge you to become more familiar with the pathological
aspects of sleep/ breathing disorders.
The best way of starting this education is by taking a full day
course on the subject, and by joining the SDDS (Sleep Disorders Dental
Society), 1167 Perry Highway, Building 1, Wexford, PA 15090, 412-935-0836.
ORAL EXAMINATION
If the NAPA patient has not
come from your practice, you should, of course, perform a typical thorough
new patient dental exam. Make
sure the patient has at least one good posterior tooth in each quadrant.
Since the NAPA requires strong clasping to prevent involuntary
mouth opening during the night, it is essential that anchorage be available
in each quadrant.
Periodontal problems, per
se, do not contraindicate the NAPA. This
appliance grips each tooth, stabilizing the teeth, and distributes the
occlusal forces throughout the dentition.
However, if a tooth
that is to be clasped is mobile, forces required in removing the appliance
may be damaging to it. Obviously,
in such a case, you, as a dentist, would initiate periodontal treatment or
refer to a periodontist.
Check to make sure all crown
and bridge work is properly cemented.
Inform the patient prior to taking records that properly cemented
crown and bridge work should be able to withstand whatever force is
required to routinely remove the NAPA.
If a crown is unseated while removing the NAPA, it is and
indication the crown needed to be re-cemented, or that a new crown is
indicated.
STUDY AND WORK MODELS
Impressions for study and
work models may be taken in alginate.
Although study models are not essential in treatment for planning
for the NAPA, as they are for functional orthodontic appliances, it is wise
to take and store them. Patients
will sometimes imagine that various preexisting conditions in their
occlusion or dental structures occurred because of your treatment.
In such cases it is handy to be able to show them that these
conditions were there before treatment started.
Impressions for work models
should be poured up immediately in hard stone.
It is essential that every tooth be included in the impressions,
including third molars, if present. The
NAPA requires full occlusal coverage to distribute the occlusal forces
over the entire dentition, and to prevent super eruption of any teeth.
BITE REGISTRATION RATIONALE
The bite registration is
critical in construction of the NAPA.
An incorrect bite can result in a poor fitting appliance that is
less effective and uncomfortable to wear.
The basic requirements for the NAPA construction bite are 5mm
between the incisors, 70% protrusion , and maintenance of the lateral
relationship that exists in centric occlusion.
Although you can take this
bite with the traditional freehand method, which has been used for many
years for functional orthodontic appliances, the George Gauge offers a
simpler, more accurate method. You
can be assured of a correct registration by presetting the gauge for the
desired bite. You then have
the patient simply bite simultaneously into the incisor notches and
registration material. I also
strongly recommend that anyone interested in becoming involved in anti-snore therapy view the video, “The Theory and Practice of Construction
Bite Registration”, by this author.
(Editor’s Note: Dr. George’s videotape is available through the
following labs: Johns Dental, EOP, Great Lakes Orthodontics, and American
Orthodontics.) This tape not
only demonstrates how best to use the George Gauge, but displays the
etiology of sleep/ breathing disorders in graphic form.
General instructions on how
to take construction bites for functional appliances, TMD splints and
anti-snore devices comes with the George Gauge.
The following information is specific for the NAPA
Vertical: The
George Gauge comes with two bite forks.
One produces a 5mm vertical opening between the incisors and the
other, 2mm. Always use the 5mm fork for the NAPA construction bite
registration.
Anti-snore devices are being
made with inter-incisal space of from zero to over 20mm, however, I
believe 5mm is the optimum opening for the NAPA. Dr. Alan Lowe and
associates at the University of British Columbia, Department of
Orthodontics did research on cats to learn more about the nature of tongue
thrusting. What they found
has great significance in the prevention of snoring and OSA.
They cemented bit blocks to the lower dentition of these cats, and
found that when the cats occluded on these blocks their genioglossus
muscles would be activated. This
would not only result in protrusion of the tongue, but would make it more resistant
to any force tending to pull it back into the pharynx.
What Dr. Lowe’s research
tells us is that even an ordinary occlusal splint that tend to decrease
snoring, and that the efficacy of the NAPA comes from more than its
mandibular advancement. As a
matter of fact, the efficacy of the NAPA comes from a number of other
factors which we know of, and probably several others that we have not yet
discovered.
The thickness of the blocks
in the feline experiments would translate into approximately 5mm between
the incisors in a human. Whether
a little more or less would be more effective is not certain.
However, since the mandible rotates clockwise on opening, going
much beyond 5mm increasingly moves the mandible posteriorly in addition to
inferiorly. This, of course,
tends to drive the tongue closer to the posterior pharyngeal wall. Opening
the mandible less than 5mm between the incisors would leave insufficient
room for the oral breathing beak.
Protrusive: The
construction bite registration should produce a NAPA that holds the
mandible in the most protruded unstrained position.
Experience indicates this is approximately 70% of the protrusive
range. To find and register
this position it is necessary to 1. determine the length of the protrusive
range, 2. determine where 70% of it would be, 3. have patient bite into
registration material in that position.
This can easily and accurately be done with the George Gauge.
Some people have been
advocating protruding the mandible to an end-to-end relationship
for all mandibular repositioning anti-snore device
bite registrations. This
reasoning may be based on the erroneous assumption that a mandibular
advancement device can only benefit snoring patients with retrognathic
mandibles. They seem to assume these patients should be treated like
Class II functional orthodontic cases.
An end-to-end bite has
varying degrees of validity in treatment of skeletal Class II
malocclusions with functional orthodontic appliances.
All Class II's have some over jet, or overjet can be developed as is
often done in Class II, division 2 cases.
A snore patient may or may not have an over jet.
In fact, some snore patients have protrusive mandibles.
The NAPA works just as well in Class III's as it does in Class II's.
It is apparent then, an end-to-end bite, or any derivative of this incisor
relationship, has no validity in a mandibular repositioning device
for the prevention of snoring. Another
reason the end-to-end bite is advocated is because some appliances do not
have posterior anchorage; they become unstable when the bite protrudes the
mandible beyond end-to-end.
Repositioning the mandible
accomplishes more than just moving the tongue away from the posterior wall
of the pharynx. This was
discovered when it was learned that mandibular advancement surgery did not
improve the RDI (Respiratory Disturbance Index) when the advancement was
less than 12mm. Surgeons at
Stanford University found they had to move the mandible forward 15mm to be
sure that the RDI would be reduced. Obviously,
it is impossible to move a mandible that far forward with any appliance.
What then does the
mandibular advancement do in a NAPA?
It develops a tension in the oral tissues that initiate certain
reflexes, and inhibit others so that the tongue musculature can resist the
suction of the airway. In
other words, the NAPA not only creates an anatomical effect, but a
physiological one. This will
be discussed more fully later.
The efficacy of the NAPA is
not dependent on how big the over jet is, or how small the mandible.
It is just as effective in skeletal Class III cases as in patients
with retrognathic mandibles. Whether the patient is a Class II with micrognathia, advance
the mandible 70% of its protrusive path to provide the optimum tension in
the oral tissues. A bite
registration with the lower incisors 7mm in front of the uppers may be
correct for a patient who bites end-to-end in centric.
THE GEORGE GAUGE
The George Gauge is an
adjustable instrument that can be preset to guide the mandible to any
desired position along the range of the protrusive path.
It also serves as a vehicle for the registration material (Figure
1).
The gauge consists of three
parts: the lower incisor clamp, the bite fork, and the body. The lower incisor clamp slides in and out of the body,
forming the lingual wall of the lower incisor notch.
It can be adjusted to fit over rotated incisors.
The bite fork, which also slides in and out, contains the perforated
prongs that hold the registration material, the upper incisor notch, and
the shaft whose anterior end indicates mandibular position on the
millimeter scale of the body. Bite
forks are available in two incisor notch sizes, one producing a 2mm inter
incisal distance and the other, 5mm.
For the NAPA only the 5mm bite fork is used.
BITE REGISTRATION TECHNIQUE
To take a bite registration
with the George Gauge, first center the lower incisor notch over the
anterior teeth. Cinch up the
lower incisor clamp to firmly grip these teeth, and tighten the lower turn
screw to secure this position (Figure 2).
Remove the instrument from
the mouth. Insert the bite
fork, into the body of the gauge, and slide it until the indicator end
is at the 0 point on the millimeter scale.
Lightly tighten the upper turn screw.
Return the instrument to the mouth with the lower incisor notch
centered over the lower midline. Instruct
the patient to close into the upper incisor notch with the midline
indicator between the central incisors (Figure 3).
Modify the upper notch with an acrylic bur if the incisors are
rotated or if the incisal edges are excessively thick.
While the patiently is
firmly biting into the notches instruct him/her to slide the jaw forward
as far as possible. Make a
mental note of the + reading on the millimeter scale (Figure 4 and 5). Then ask the patient to move the jaw back as far as he/she
can. Note the position on the
-end of the millimeter scale. Add
these two numbers, the + and - signs.
The total is the patient’s protrusive range.
Multiply that sum by .7 (70%), and add it to the minus number (retrusive
position). The result is the
number at which you preset the George Gauge.
Example: Your patient
can protrude to the +6 mark on the millimeter scale, and can retrude to
the -4. His protrusive range,
therefore, is 10mm. Taking 70% of that range, which is 7mm, and adding it
to the most retruded position, which is -4, gives you a setting of +3.
Slide the marking end of the bite fork over the millimeter scale
until its indicator end rests over the +3 mark, and tighten the upper turn
screw.
A simpler method of setting
the George Gauge, which achieves approximately the same result, is to set
its relative to the most protrusive position.
You will find the vast majority of protrusive ranges will be larger
than 7mm and smaller than 13mm. In
these cases you may set the gauge at 3mm behind the most protrusive
position. If the protrusive
range is 7mm or less, set the gauge at 2mm behind the most protrusive position. If the range is
13mm or more the setting ca be at 4mm posterior to the most protrusive.
Place registration material,
wax or silicone putty, on the prongs of the bite fork (Figure 6).
Cut base plate wax into 3" x 1.5" pieces, heat in water
or over a flame, and wrap around each prong.
Of the two registration materials, I believe silicone is simpler to
use and provides a more accurate and durable record.
Add hardener to the putty and knead in fingers until homogeneous.
Roll the silicone into cigar shape, pinch in half, and impale on
each prong.
Return the George Gauge to
the mouth with the lower notch centered over lower midline.
Hand patient a mirror and instruct to close into upper incisor
notch taking care to align incisors with midline indicator on bite fork
(Figure 7). Maintain the same
upper and lower midline relationship that exists in centric occlusion.
Do not attempt to correct midline discrepancies with a NAPA.
For greater accuracy or when
working with poorly coordinated patients who have difficulty closing
directly into the registration material, assist the patient to close into
the correct position. Make
any adjustments necessary before placing registration material on the bite
fork. Then inject a
material, such as polyvinyl-siloxane, between the teeth and bite fork to
register the position.
After registration material
has sufficiently hardened, remove the instrument from the mouth.
Trim excess registration material with a sharp blade to about a
millimeter from occlusal surface (Figure 8).
Separate the bite fork from the body of the George Gauge, and send
the construction bite and bite fork, along with the patients models, to
the laboratory.
INITIAL INSERTION
If your impressions and bite
registration were accurate the appliance should fit comfortably with
little or no adjustment. Test
the fit of the NAPA on the upper arch first.
If it does not seat completely, attempt to find the interference
with indictor paste and remove. Then
dislodge the appliance from the upper teeth.
Check - and adjust, if necessary - the fit on the lower arch.
Next reseat the NAPA on the
upper arch, and have the patient bring the mandible up to engage the lower
teeth in the appliance. I
originally would hand the patient a mirror to guide him/her in locating
the lower teeth into the clasps of the NAPA.
I no longer do this. I
now ask the patient to slowly bring the jaw up and forward, and gently
feel around with the lower teeth to find the clasps.
Most patients quickly find the correct position.
The mirror seems to confuse rather than help most patients.
If the NAPA fits well on
lower and upper arch separately but not at the same time, the impressions
and casts were accurate, but the bite registration is off.
This occurrence has been practically eliminated in my practice
since using the George Gauge with silicone putty.
If the bite is off only slightly, use pressure indicator paste to
find high spots, then grind them off.
If the bite is off more than slightly, grind some of the acrylic in
either the upper or lower arch (not both) then reline with cold cure
acrylic.
ADJUSTMENT
The NAPA must securely grasp
the teeth to prevent mandibular movement during sleep. This is important not only to prevent the NAPA from falling
out of the mouth, but to prevent any movement of the mandible.
Any play of the appliance in the mouth will tend to invoke and
anti-tongue-biting reflex, which allows the tongue to fall back.
This makes the NAPA less effective.
Increasing the clasp retention is vital to increasing the efficacy
of the NAPA.
The retention can be
increased by adjusting the Adams clasps.
Grip the mesial and distal legs of the Adams clasps with a narrow
beak pliers (e.g. #139) and bend in toward the tooth.
Also squeezing the horizontal wire- with the center prong of a
three prong pliers facing the tooth- will increase the retention (Figure
9). If you bend the wire too
much, the NAPA won’t completely seat.
In that case simply slightly reverse the bend until the appliance
seats fully. A little
practice will quickly teach you how much to bend.
After the initial insertion
ask the patient to open without the use of the hands, and see whether the
upper or lower clasps release first.
If the upper released first, increase the retention on that side
until the lower side comes out first.
Then increase the retention of the lower clasps until the upper
comes out first. Repeat this
process until the patient must exert a fairly strong effort to open.
Assure the patient any
discomfort resulting from the strong clasp retention is temporary.
After the first few nights this firm retention results in a more
comfortable as well as a more effective appliance.
That is because when there is no play between the appliance and the
teeth, the muscles can better relax.
Also there is less excess salivation because of the less movement.
Discomfort, if there is any,
is more likely to result from the pressure of the acrylic rather than the
wires. If the patient feels
discomfort on any tooth, ask in which direction he/she feels the pressure
(i.e. in toward the tongue, out toward the lips or cheeks, or up or down
toward the roots), and relieve the acrylic accordingly.
Inform the patient to expect a lot of salivation at first, but that
it decreases with use. Some
soreness of the teeth in the morning is not unusual, but should subside in
several days. Aspirin (or
other mild analgesic) at bedtime may be indicated for the first few
nights.
Let the patient know that
his teeth will feel like they don’t come together properly in the
morning. This is due to a
temporary myostatic contracture (foreshortening) of the inferior lateral
pterygoid muscles. This
usually quickly subsides with normal function.
To speed up this return to normal, the patient may clench his teeth
in centric occlusion three repetitions of five seconds each after arising.
This isometric effort of the closing muscles invokes and inverse
stretch reflex that relaxes the protruding muscles, and returns them to
their normal resting lengths.
TMJ DISCOMFORT
The vast majority of
patients quickly adjust to the NAPA, but occasionally one will complain of
TM discomfort. Assure the
patient that the NAPA cannot harm the joint structure, and that the
position it places the jaw is sometimes used therapeutically to relieve
the pressure on the joint. Explain
that what they are feeling is muscle tension, and that it should gradually
subside. This explanation
alone usually enables the patient to relax and the discomfort to
dissipate.
Tell the patient that if
discomfort does not disappear by the next bedtime not to wear it that
night. After there is no
discomfort in the TM area, the patient should wear it again, but should
remove it if the discomfort awakens him/her.
This should be repeated until able to wear it entire night with no
discomfort. Less than 1% of
the patients have not been able to work through this discomfort.
You may prescribe analgesics
to take the morning after, but never under any circumstances prescribe
sedatives, tranquilizers or muscles relaxants to take prior to bedtime for
any patients who snore, whether they are wearing the NAPA or not. These drugs prolong apnea,
and have a specific relaxant effect on the tongue that exacerbates
OSA.
ADJUSTING BEAK LENGTH
The lab routinely makes the
oral breathing beak of the NAPA longer than required in most cases.
This is because lip thickness varies among patients. And it is
important that the lips do not close over the opening of the beak.
After the patient has tried the NAPA in the mouth, ask him to relax
the lips, then with a china marking pen draw lines on the back at the edge
of the upper and lower lips (Figure 10).
Grind away excess beak material.
FOLLOW-UP
After the initial seating of
the NAPA, check the patient in one week.
At that point make sure the clasps are tight, and check for any
discomfort. If any teeth are
sore, relieve the acrylic around them.
If all is well, reschedule the patient in three months.
It is wise to let the patient know that these two follow up
appointments are included in the original fee, and that subsequent annual
checks or repair appointments will be on a fee per visit basis.
Peter T. George, D.D.S.
a Moana Bldg.
1441 Kapiolani Blvd.
Honolulu, HI 96814
Phone: (808)947-3737
REFERENCES
*Patents 4,715,368, D302,036, R33,442
**U.S. Patent No. 5,154,609, foreign patents pending
1. Lowe,
A.A. Effects of posterior
bite block therapy on genioglossus muscle activity.
Pacific Coast Soc Orthod. Bull, 60; 1:41, 1988
2. Powell,
N.B. Personal communication
3. George,
P.T. “A New Instrument for Functional Appliance Bite Registration”,
Journal of Clinical Orthodontics 26:721-723, 1992
Request
a copy of this document.
Return To Top
|